- Engagements with new launches or established managers
- Project scope is customizable but normally some subset of writing DDQ, policy creation (e.g., compliance manual, cybersecurity policy, etc.), staff recruiting, service provider RFPs, system RFPs, etc.
Process Summary - what do we do?
- Pre-contract, we build an extremely detailed project list (e.g., down to number of turns of DDQ);
- We have developed comprehensive interview questionnaires to support the development of your Compliance Manual, DDQ, DR Plan, Cyber Security Policy, and other regulatory and marketing materials as necessary;
- The project list is updated and discussed periodically with the CFO; and
- We interact and coordinate with other service providers supporting the launch.
Process Summary - what we don't do?
- We do not stretch beyond our core skills. We stick with what we are good at.
- To supplement, we have formal and informal working relationships with other vendors to support IT needs, ongoing compliance support, systems, counterparty negotiations, corporate governance, among others.
- We do not provide any ongoing support to managers (i.e. accouting, compliance support, etc.).
Buy-Side Presentation
Buy-Side and Investor References
- 100% of our buy-side clients will provide extremely positive reference for our work.
